The Fede­ral Office of Trans­port (FOT) is fur­ther deve­lo­ping the Swiss Dri­ving Ser­vice Regu­la­ti­ons (FDV2024) as part of the 2024 amend­ment cycle. Sys­te­ma­tic chan­ges are cen­tral. Here is a state­ment from the per­spec­ti­ve of the ship­ping industry.

 

This is what it’s all about:

  • Fur­ther deve­lo­p­ment of the dri­ving ser­vice regu­la­ti­ons from 2024 in force
  • Sys­te­mic sim­pli­fi­ca­ti­on for rail­way employees required
  • Con­sis­tent appli­ca­ti­on of the TSI OPE addi­tio­nal­ly increa­ses interoperability
  • Rail­way indus­try should take respon­si­bi­li­ty for the rules on dri­ving services
  • VAP wants more entre­pre­neu­ri­al lee­way for siding operators

For more than 20 years, uni­form train ser­vice regu­la­ti­ons have been in force in Switz­er­land, which are bin­ding for all rail­way under­ta­kings. They are essen­ti­al for rail­way ope­ra­ti­ons, as they defi­ne safe­ty-rele­vant acti­vi­ties and coope­ra­ti­on mea­su­res and spe­ci­fy the tasks, com­pe­ten­ces and respon­si­bi­li­ties of all those invol­ved in rail­way ope­ra­ti­ons. The FOT works clo­se­ly with the rail­way indus­try to fur­ther deve­lop the dri­ving ser­vice regu­la­ti­ons and update them every four years. This amend­ment cycle makes sense, as it takes into account both the daily expe­ri­en­ces from ope­ra­ti­ons and the tech­ni­cal deve­lo­p­ments in the rail­way indus­try. Howe­ver, it also has nega­ti­ve side effects: For exam­p­le, the TSO have grown into a jungle of regu­la­ti­ons that is dif­fi­cult to keep track of and that urgen­tly needs to be stream­li­ned and ali­gned with the inter­ope­ra­bi­li­ty regu­la­ti­ons. The respon­si­ble com­pa­nies must be gran­ted more entre­pre­neu­ri­al free­dom. The cur­rent revi­si­on is sche­du­led to come into force on 1 July 2024[1]

Amendment cycle 2024 with important sub-projects

We at the VAP wel­co­me the sys­te­ma­tic fur­ther deve­lo­p­ments of the dri­ving ser­vice regu­la­ti­ons pro­po­sed by the FOT in the con­cep­tu­al sub-pro­jects (cf. Figu­re 1). We also sug­gest that the fun­da­men­tal inno­va­tions be imple­men­ted con­sis­t­ent­ly and quickly.

  • With sub-pro­ject 1 “STRUCTURE”, the FOT wants to sys­te­ma­ti­cal­ly struc­tu­re the dri­ving ser­vice regu­la­ti­ons in order to make them more com­pre­hen­si­ble and uni­form for users. The full imple­men­ta­ti­on of this uni­fi­ca­ti­on will requi­re seve­ral rounds of amend­ments. It usual­ly makes sense to com­bi­ne struc­tu­ral har­mo­ni­sa­ti­on with mate­ri­al adjustments.
  • With sub-pro­jects 2a, 2b and 2c “Appli­ca­ti­on”, the FOT aims to crea­te the con­di­ti­ons for a sys­te­ma­tic digi­tal use of the dri­ving ser­vice regu­la­ti­ons. Each indi­vi­du­al regu­la­ti­on is assi­gned to a scope of appli­ca­ti­on or an opti­on. It is now spe­ci­fied who per­forms which func­tion. As soon as this sub-pro­ject is rea­li­sed, regu­la­ti­ons can be cle­ar­ly fil­te­red accor­ding to areas of appli­ca­ti­on and assi­gned to func­tions. This will mas­si­ve­ly increase effi­ci­en­cy in the crea­ti­on and in all appli­ca­ti­ons of regu­la­ti­ons, as it allows for digi­tal usage options.
  • Within the frame­work of sub-pro­ject 3 “Impact”, the FOT is requi­red to find a user-fri­end­ly stra­tegy to ensu­re the safe trans­fer of respon­si­bi­li­ty to the rail­way under­ta­kings during ongo­ing ope­ra­ti­ons. Accor­ding to TSI OPE (see box), the rail­way under­ta­kings are respon­si­ble for ope­ra­ting regu­la­ti­ons; this should also apply in Switz­er­land in the future. The ongo­ing deve­lo­p­ment of the TSI OPE will also make it pos­si­ble to gra­du­al­ly abo­lish the exis­ting natio­nal rules of the rol­ling stock regu­la­ti­ons and to retain only man­da­to­ry natio­nal regu­la­ti­ons that have to be noti­fied to the Euro­pean Rail­way Agen­cy ERA as Noti­fied Natio­nal Tech­ni­cal Regu­la­ti­ons (NNTV)[2].
  • Sub-pro­ject 4 “MATERIAL” includes a num­ber of con­tent-rela­ted adapt­a­ti­ons that update the run­ning ser­vice regu­la­ti­ons.
    Regu­la­ting coope­ra­ti­on bet­ween all stakeholders

Far-rea­ching chan­ges are on the hori­zon for the fur­ther deve­lo­p­ment of the dri­ving ser­vice regu­la­ti­ons as of 2024. We are con­vin­ced that rail­way ope­ra­ti­ons can­not be clas­si­fied as com­plex per se. It needs clear rules for the coope­ra­ti­on of all those invol­ved – espe­ci­al­ly becau­se the divi­si­on of labour, auto­ma­ti­on and spe­cia­li­sa­ti­on in rail­way ope­ra­ti­ons are incre­asing. The­r­e­fo­re, in our view, the fol­lo­wing aspects should be included:

Aim for simplification

There is a need for uni­form, com­pre­hen­si­ble and addres­see-appro­pria­te regu­la­ti­ons that apply across com­pa­nies. Employees should have all the neces­sa­ry rules for their respec­ti­ve func­tions and be able to work con­sis­t­ent­ly freed from unneces­sa­ry ballast.

The ope­ra­ting regu­la­ti­ons should be for­mu­la­ted on a risk basis, and the rail­way com­pa­nies must deve­lop simp­le and cost-effec­ti­ve solu­ti­ons tail­o­red to them within a defi­ned over­all frame­work in order to pro­du­ce competitively.

Use digitalisation

With func­tion-based fil­ters, digi­ta­li­sa­ti­on enables a mas­si­ve increase in effi­ci­en­cy in the use of the dri­ving ser­vice regu­la­ti­ons. Anyo­ne car­ry­ing out a safe­ty-rele­vant acti­vi­ty needs to know the regu­la­ti­ons rele­vant to it – but only these.

Ensuring entrepreneurial freedoms

We at the VAP stri­ve for fea­si­ble solu­ti­ons for sidings, as strict com­pli­ance with the regu­la­ti­ons defi­ned for rail­way ope­ra­ti­ons is not always pos­si­ble here. For sidings in par­ti­cu­lar, we recom­mend a risk-based approach to ensu­re more entre­pre­neu­ri­al free­dom. Spe­ci­fic regu­la­ti­ons are nee­ded to make the ope­ra­ti­on of sidings safe and cost-effi­ci­ent for ope­ra­ting com­pa­nies and employees.

Ensure interoperability

Inter­ope­ra­ble rail­ways that ope­ra­te on dif­fe­rent infra­struc­tures and across bor­ders in seve­ral count­ries have dif­fe­rent requi­re­ments than regio­nal rail­ways and rail­way sidings that only ope­ra­te local­ly. In view of the dif­fe­rent con­di­ti­ons at sta­ti­ons and sidings, the ope­ra­ting regu­la­ti­ons must be desi­gned dif­fer­ent­ly, com­pre­hen­si­bly and con­cen­tra­ted on the essen­ti­als within the frame­work of a uni­form over­all struc­tu­re, depen­ding on the traf­fic and infrastructure.

In the stan­dard gauge sec­tor, the ope­ra­ting regu­la­ti­ons are beco­ming incre­asing­ly har­mo­nis­ed inter­na­tio­nal­ly with the fur­ther deve­lo­p­ment of the TSI OPE. The num­ber of remai­ning natio­nal regu­la­ti­ons must be kept to a mini­mum in order to impro­ve prac­ti­cal appli­ca­bi­li­ty. All count­ries invol­ved are requi­red to abo­lish natio­nal regu­la­ti­ons that are no lon­ger nee­ded. Con­sis­tent appli­ca­ti­on of the OPE TSI will lead to more uni­form rules in cross-bor­der traf­fic in the long term and to the gra­du­al dis­ap­pearance of hurdles.

Assume responsibility

The OPE TSI assigns respon­si­bi­li­ty for the ope­ra­ting regu­la­ti­ons to the rail­way under­ta­kings. Con­se­quent­ly, the FOT must hand over its sove­reig­n­ty over the ope­ra­ting regu­la­ti­ons to the rail­way indus­try. The Swiss rail­way indus­try should actively assu­me respon­si­bi­li­ty for the enti­re ope­ra­ting regu­la­ti­ons and their fur­ther deve­lo­p­ment. The VAP wel­co­mes this trans­fer of respon­si­bi­li­ty of the FDV to the rail­way indus­try. It is to be com­bi­ned with the upco­ming inno­va­ti­on steps. In the rail­way sec­tor, a cross-com­pa­ny solu­ti­on for uni­form over­ar­ching ope­ra­ting regu­la­ti­ons must be found. From the point of view of the VAP, a coope­ra­ti­ve col­la­bo­ra­ti­on model would be appro­pria­te, in which the FOT has the coor­di­na­ti­on task and deve­lo­ps and agrees on ope­ra­tio­nal regu­la­ti­ons in the form of a gui­de­line tog­e­ther with the tech­ni­cal experts of the rail­way indus­try (thus Art. 3a GüTV accor­ding to the draft of the Fede­ral Coun­cil of 2 Novem­ber 2022). After publi­ca­ti­on, these gui­de­lines can be used by the indi­vi­du­al com­pa­nies for the pre­pa­ra­ti­on of their dri­ving ser­vice regulations.

TSI OPE 2019/773
This abbre­via­ti­on stands for the Euro­pean Union’s imple­men­ting regu­la­ti­on on the Tech­ni­cal Spe­ci­fi­ca­ti­ons for Inter­ope­ra­bi­li­ty “Traf­fic Ope­ra­ti­on and Manage­ment”, issued in 2019. Accor­ding to this regu­la­ti­on, rail should regain mar­ket share thanks to bar­ri­er-free train jour­neys across natio­nal bor­ders and con­tri­bu­te to the reduc­tion of CO2 emis­si­ons. This requi­res, among other things, a com­pre­hen­si­ve Euro­pe-wide har­mo­ni­sa­ti­on of ope­ra­ting rules. Until now, dif­fe­rent natio­nal regu­la­ti­ons have been appli­ed in dif­fe­rent count­ries. The EU is dri­ving har­mo­ni­sa­ti­on for­ward with the fur­ther deve­lo­p­ment of the OPE TSI. In it, it defi­nes the respon­si­bi­li­ties for com­pa­nies, but does not pro­vi­de for any offi­ci­al­ly issued dri­ving ser­vice regu­la­ti­ons, as is curr­ent­ly the case in Switz­er­land. This remains the respon­si­bi­li­ty of the rail­way under­ta­kings. In the inte­rests of inter­ope­ra­bi­li­ty, they must adapt the ser­vice regu­la­ti­ons to the requi­re­ments of the OPE TSI. Switz­er­land has also com­mit­ted its­elf to the appli­ca­ti­on of the OPE TSI via the Joint Com­mit­tee (CH-EU land trans­port agreement).

 

Sporty timetable

The FOT has published the fol­lo­wing time­ta­ble for the fur­ther deve­lo­p­ment of the dri­ving ser­vice regulations:

Imple­men­ta­ti­on step Dead­line
Publi­ca­ti­on of FDV2024 by the end of Novem­ber 2023
Entry into force of FDV2024 1 July 2024
Inter­me­dia­te cycle FDV2025
(Tram and TSI OPE sub-projects)
at the end of 2025
Next regu­lar cycle as of mid-2028

 

[1] https://www.bav.admin.ch/bav/de/home/publikationen/vernehmlassungen/abgeschlossene-vernehmlassungen/weiterentwicklung-fdv-a2024.html

[2] https://www.bav.admin.ch/bav/de/home/rechtliches/rechtsgrundlagen-vorschriften/nntv.html

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