The Swiss Trans­por­ta­ti­on Safe­ty Inves­ti­ga­ti­on Board (Sust) names a bro­ken wheel disc as the cause of the goods train acci­dent in the Gott­hard Base Tun­nel. In the news report from 19 Octo­ber 2023, Swiss tele­vi­si­on SRF took a close look at the main­ten­an­ce of freight wagon wheels. In it, VAP expert Jürg Lüt­scher comm­ents on the safe­ty and con­trol tasks of the play­ers invol­ved – and explains them fur­ther in this blog post.

This is what it’s all about:

  • Har­mo­nis­ed safe­ty in the Euro­pean rail freight system
  • Main­ten­an­ce work moni­to­red by inde­pen­dent bodies
  • Wheel­set inspec­tions in ope­ra­ti­on and maintenance
  • Two inspec­tion pro­ce­du­res established
  • Respon­si­bi­li­ties and regu­la­ti­ons clarified

 

Harmonised safety in the European rail freight system

Safe­ty in the Euro­pean rail freight sys­tem is based on a tri­ang­le of respon­si­bi­li­ty con­sis­ting of infra­struc­tu­re mana­gers, rail­way under­ta­kings (RUs) and wagon kee­pers with their respon­si­ble main­ten­an­ce cen­tres (ECMs). The spe­ci­fi­ca­ti­ons and regu­la­ti­ons are now lar­ge­ly har­mo­nis­ed throug­hout Euro­pe. The indus­try has deve­lo­ped the inter­na­tio­nal­ly reco­g­nis­ed VPI Euro­pean Main­ten­an­ce Guide (VPI-EMG) based on the pro­vi­si­ons of the sove­reign direc­ti­ves, the appli­ca­ble tech­ni­cal stan­dards and prac­ti­cal expe­ri­ence. The VPI (Ger­ma­ny), V.P.I. (Aus­tria) and VAP (Switz­er­land) asso­cia­ti­ons have been pio­nee­ring this work since 2007. In 2019, AFWP (France) and UIP (Inter­na­tio­nal Union of Wagon Kee­pers, repre­sen­ting the smal­ler natio­nal inte­rest groups) were added to the group of edi­tors of the VPI-EMG. This set of rules defi­nes both dead­lines and the scope of work and stan­dards in a user-fri­end­ly man­ner. It pro­vi­des main­ten­an­ce recom­men­da­ti­ons that each user must check for appli­ca­bi­li­ty to their freight wagons, sup­ple­ment if neces­sa­ry and appro­ve for their wagon fleet. More than 550 com­pa­nies, inclu­ding wagon kee­pers, ECMs, repair work­shops, aut­ho­ri­ties and uni­ver­si­ties, curr­ent­ly use the VPI-EMG. More than 260 repair work­shops and mobi­le ser­vice teams from 19 Euro­pean count­ries use the VPI-EMG on behalf of the rele­vant ECM.

Maintenance work monitored by independent bodies

The EU safe­ty direc­ti­ve defi­nes two inde­pen­dent pro­ce­du­res. This is to ensu­re that the spe­cia­li­sed work is car­ri­ed out ever­y­whe­re with the requi­red level of qua­li­ty and knowledge:

  • Cer­ti­fi­ca­ti­on: The com­pa­nies invol­ved must be cer­ti­fied by inde­pen­dent bodies for secu­ri­ty-rela­ted acti­vi­ties within the scope of their ECM. They must regu­lar­ly renew these cer­ti­fi­ca­tes and allow their cus­to­mers to view their vali­di­ty and scope.
  • Audi­ting: Super­vi­so­ry aut­ho­ri­ties carry out risk-based audits of safe­ty-cri­ti­cal pro­ces­ses and qua­li­ty inspec­tions in rail­way ope­ra­ti­ons. If they unco­ver weak­ne­s­ses, they also moni­tor their rectification.
Wheelset inspections in operation and maintenance

Wheel­sets are con­side­red safe­ty-cri­ti­cal com­pon­ents of a rail vehic­le. They are sub­ject to con­ti­nuous wear during ope­ra­ti­on and can also be dama­ged by exter­nal influen­ces. When main­tai­ning wagons, the ECM ensu­res that fully func­tion­al wheel­sets are used.

During ope­ra­ti­on, the RUs and the train con­trol sys­tems of the infra­struc­tu­re mana­gers (see blog post «Gott­hard Base Tun­nel (#2): Auto­ma­tic train con­trol sys­tems») spe­ci­fi­cal­ly ensu­re that no reco­g­nisable dama­ge or devia­ti­ons on wagons jeo­par­di­se ope­ra­tio­nal safe­ty. To ensu­re safe rail­way ope­ra­ti­ons, the wheel­sets must com­ply with all rele­vant limit values during the enti­re ope­ra­ting time. Wheel­sets that have been repla­ced due to devia­ti­ons or dama­ge are sent to a cer­ti­fied spe­cia­list work­shop for recon­di­tio­ning in accordance with the regulations.

Two test procedures established

The SRF news report shows two test pro­ce­du­res for sys­te­ma­tic wheel­set main­ten­an­ce. A cer­ti­fied spe­cia­list work­shop can thus ensu­re that the wheel­sets it repairs do not show any rele­vant dama­ge in the form of mate­ri­al cracks on deli­very. This invol­ves two non-des­truc­ti­ve test­ing methods in accordance with DIN 27201–7, which have beco­me estab­lished throug­hout the industry:

  • Ultra­so­nic test­ing: Detec­tion of cracks in the wheel face and flan­ge back area
  • Magne­tic test­ing: Detec­tion of cracks in the wheel cent­re and wheel­set shaft inclu­ding wheel seat
Responsibilities and regulations clarified

As many goods are trans­por­ted across bor­ders, inter­na­tio­nal­ly har­mo­nis­ed rules and pro­ce­du­res are important in Euro­pe. In recent years, the regu­la­ti­ons have been com­pre­hen­si­ve­ly updated and impro­ved. Cur­rent ver­si­ons of the EU Safe­ty and Inter­ope­ra­bi­li­ty Direc­ti­ve apply both in all EU sta­tes and – via the over­land trans­port agree­ment – to the Swiss stan­dard gauge net­work. Based on this, the Swiss rail­way sec­tor has deve­lo­ped prac­ti­cal stan­dards and main­ten­an­ce pro­ce­du­res for the main play­ers. Euro­pe-wide com­mon report­ing pro­ces­ses and assess­ment pro­ce­du­res (see blog post «Gott­hard Base Tun­nel (#7): Sust report pro­vi­des cla­ri­ty») ensu­re that indus­try play­ers learn their les­sons from an ope­ra­tio­nal inci­dent such as that of 10 August 2023 and imple­ment effec­ti­ve impro­ve­ments in maintenance.

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